At AH Loder Advisers Limited, we take our core values seriously, including behaving responsibly and ethically.
We are fully committed to complying with all legislation and appropriate guidelines designed to prevent financial crime and to combat money laundering activity and the funding of terrorist or criminal activity. AH Loder Advisers Limited is committed to fulfilling its duties and obligations under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and our internal policies, procedure and staff training programmes are designed to ensure full compliance.
The firm conducts client due diligence at the beginning of the business relationship and this risk assessment is thereafter monitored on an ongoing basis for all transactions. The firm has appointed Alexander (Sandy) Hugh Loder to be its compliance officer. Alexander (Sandy) Hugh Loder could be contacted at firstname.lastname@example.org.
The firm conducts client due diligence at the beginning of the business relationship and this risk assessment is thereafter monitored on an ongoing basis for all transactions. The firm also has in place procedures to ensure that any suspicions that a money laundering offence has been or is being committed are reported to the appropriate authorities.
AH Loder Advisers Limited may refuse to act if we have concerns. We are committed to ensure that neither we nor our products or services, are used to facilitate, directly or indirectly, violations of applicable economic or trade sanctions. In addition to complying with the requirements of the UK sanctions regime and those of the jurisdictions in which it operates, AH Loder Advisers Limited complies globally with sanctions promulgated by the United Nations Security Council and those of key jurisdictions, namely the European Union and the United States (collectively “applicable sanctions”).
AH Loder Advisers Limited will not do business and/or conduct any activity that would breach any applicable sanctions.